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Job Title AVP, Investment Compliance
Reference Code RH-0054/2020
Job Summary
Our bank client is looking for Assistant Vice President, Investment Compliance - Investment & Insurance compliance - retail banking - AVP Compliance
Job Description
Provide compliance advisory on Investment and Insurance Participate in new product & service development project Provide compliance development updates and assess the impact on the business and operation units Develop and review compliance policies and guidelines Review staff sales script and marketing materials Deliver investment compliance training Liaise with external regulators and auditors
Job Requirment
Minimum 8 years of compliance on investment & insurance familiar with operations and solid knowledge of Investment & Insurance products Strong knowledge of regulatory of SFO, SFC's Code of Conduct and HKMA circulars etc.
Application Detail
Interested parties, please send your CV (in MS Word format) with availability, current & expected salary and contact phone number to [email protected] with a copy to [email protected] *All personal information collected will be treated in strict confidence and used for recruitment purpose only.
Post Date (YYYY/MM/DD) 2020/05/26
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