Job Seeker

Job Title Head of Compliance Review
Reference Code EK-0315/2021
Job Summary
Our client is a reputable Bank and they are looking for high caliber candidate to join their Compliance Review Department. - Compliance Review - AHKIB, CPA - Compliance/ audit/ internal control experience
Job Description
Position Summary: To manage the Compliance Review Department to conduct regulatory compliance reviews in order to assess and monitor compliance with applicable Hong Kong regulatory requirements by relevant units within the Bank and participate in the group oversight of subsidiaries/ overseas branches of the Bank Group. Responsibilities: -To undertake the compliance monitoring programmes and the review framework -To adopt a risk-based approach in formulating annual regulatory compliance review plan as well as designing regulatory compliance review program -To direct and organize the compliance review initiatives on the Bank’s major functions’ compliance with the laws, regulations and rules stipulated by relevant regulatory authorities as well as relevant internal policies and guidelines on a risk-based approach -To undertake self-assessment of compliance with regulatory requirements -To communicate and co-ordinate meetings with relevant departments, as necessary, to discuss and resolve regulatory compliance related issues -To take up ad-hoc projects as requested
Job Requirment
Requirements: -University graduate with relevant professional qualifications, such as AHKIB, CPA, etc., is preferable -Minimum 10 years′ working experience in the financial services industry with compliance/ audit/ internal control experience -In-depth knowledge of requirements from the HKMA/ SFC/ PCPD -Excellent presentation and report writing skills -A proactive, confident, efficient and effective team player -Able to exercise judgment, work under pressure, and liaise effectively with business and support units -Proficiency in both spoken and written English and Chinese -PC literate with good knowledge of MS Office
Application Detail
Interested parties, please send your CV (in MS Word format) with availability, current & expected salary and contact phone number to [email protected] with a copy to [email protected] *All personal information collected will be treated in strict confidence and used for recruitment purpose only.
Post Date (YYYY/MM/DD) 2021/07/07
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